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Detailed Report
Shkira Singh
shkira malik
CRD#: 4318894
IA
Investment Adviser
B
Broker
TRANSAMERICA FINANCIAL ADVISORS, LLCCRD#: 16164 1460 NORTH LAKE AVE.
STE 104
PASADENA, CA 91104
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2008 - 2013 (5 years)2 FIRMS2013 - 2015 (2 years)2 FIRMS2018 - 2018 (<1 year)2 FIRMS2020 - 2022 (1 year)2 FIRMS2023 - Present (2 years)BKESTRA INVESTMENT SERVICES, LLC (CRD# 42046)2015 - 2018 (2 years)BFARMERS FINANCIAL SOLUTIONS, LLC (CRD# 103863)2006 - 2007 (1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)2001 - 2006 (5 years)IAKESTRA ADVISORY SERVICES, LLC (CRD# 283330)2016 - 2018 (1 year)IANFP ADVISOR SERVICES, LLC (CRD# 42046)2015 - 2016 (<1 year)
Disclosure(s)
View By:
10/15/2021
Financial
Final
12/9/2009
Customer Dispute
Denied
5/26/2009
Customer Dispute
Denied
License(s)

State Registrations

B
California 3/1/2023
IA
California 3/1/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
1460 NORTH LAKE AVE. STE 104, PASADENA, CA 91104
Registered with this firm since 3/1/2023
B
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
1460 NORTH LAKE AVE. STE 104, PASADENA, CA 91104
Registered with this firm since 2/28/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/14/2020 - 02/02/2022 SUPREME ALLIANCE LLC (CRD#:45348) Encino, CA
B
 09/14/2020 - 02/02/2022 SUPREME ALLIANCE LLC (CRD#:45348) CHARLOTTE, NC
IA
 04/17/2018 - 09/20/2018 NATIONAL ASSET MANAGEMENT, INC. (CRD#:115927) ALHAMBRA, CA
B
 04/16/2018 - 09/20/2018 NATIONAL SECURITIES CORPORATION (CRD#:7569) ALHAMBRA, CA
IA
 04/28/2016 - 03/29/2018 KESTRA ADVISORY SERVICES, LLC (CRD#:283330) Alhambra, CA
B
 11/04/2015 - 03/29/2018 KESTRA INVESTMENT SERVICES, LLC (CRD#:42046) Alhambra, CA
IA
 11/05/2015 - 09/22/2016 NFP ADVISOR SERVICES, LLC (CRD#:42046) Alhambra, CA
IA
 08/13/2013 - 12/04/2015 LPL FINANCIAL LLC (CRD#:6413) ALHAMBRA, CA
B
 08/09/2013 - 12/04/2015 LPL FINANCIAL LLC (CRD#:6413) ALHAMBRA, CA
IA
 04/15/2008 - 08/15/2013 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) LOS ANGELES, CA
B
 01/08/2008 - 08/15/2013 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) LOS ANGELES, CA
B
 09/08/2006 - 12/18/2007 FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863) OXNARD, CA
B
 04/16/2001 - 06/23/2006 WM FINANCIAL SERVICES, INC. (CRD#:599) CANOGA PARK, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.