Individual Firm
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NICHOLAS C HOLMES
NICK HOLMES
CRD#: 4318839
IA
B
OBJECTIVITY SQUARED WEALTH MANAGEMENTCRD#: 311052 701 EAST BAY STREET
SUITE 403
CHARLESTON, SC 29403
SUITE 403
CHARLESTON, SC 29403
0
Disclosures
24
Years of Experience
View By:
State Registrations
IA
South Carolina 12/24/2020
IA
Registered with this firm since 12/24/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/09/2009 - 12/31/2020 | CHARLESTON, SC | |
B | 11/13/2009 - 12/31/2020 | CHARLESTON, SC | |
IA | 10/26/2020 - 11/11/2020 | CHARLESTON, SC | |
IA | 03/07/2001 - 12/01/2009 | CHARLESTON, SC | |
B | 01/31/2001 - 12/01/2009 | CHARLESTON, SC |
CHARLESTON, SC
03/07/2001 - 12/01/2009
CHARLESTON, SC
01/31/2001 - 12/01/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.