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Detailed Report
JOHN P SWEENEY JR
J. P. SWEENEY, JP SWEENEY, JOHN P SWEENEY JR JR, JOHN P SWEENEY JR. JR
CRD#: 4318797
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 111 North Washington Avenue
Suite 201
Scranton, PA 18503
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - 2024 (15 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2008 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2007 (6 years)IAWELLS FARGO ADVISORS (CRD# 19616)2016 - 2024 (8 years)
License(s)

State Registrations

B
Alaska 10/3/2024
B
New Jersey 10/3/2024
B
Arizona 10/3/2024
B
New York 10/3/2024
B
California 10/3/2024
B
North Carolina 10/3/2024
B
Colorado 10/3/2024
B
Ohio 10/3/2024
B
Delaware 10/3/2024
B
Oregon 10/3/2024
B
Florida 10/3/2024
B
Pennsylvania 10/3/2024
B
Illinois 10/3/2024
IA
Pennsylvania 10/3/2024
B
Indiana 10/3/2024
B
Rhode Island 10/25/2024
B
Maryland 10/3/2024
B
Texas 10/3/2024
B
Massachusetts 10/4/2024
IA
Texas 10/8/2024
B
Minnesota 10/3/2024
B
Virginia 10/3/2024
B
Mississippi 10/3/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
111 North Washington Avenue Suite 201, Scranton, PA 18503
Registered with this firm since 10/3/2024
B
MORGAN STANLEY (CRD#:149777)
111 North Washington Avenue Suite 201, Scranton, PA 18503
Registered with this firm since 10/3/2024
Previous Registration(s)
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IA
 09/06/2016 - 10/08/2024 WELLS FARGO ADVISORS (CRD#:19616) PLAINS, PA
B
 12/11/2008 - 10/08/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PLAINS, PA
B
 04/02/2007 - 12/15/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SCRANTON, PA
B
 02/15/2001 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) SCRANTON, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.