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JOHN GARDINER EVANS
JOHN GARDINER EVANS JR
CRD#: 4318332
IA
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WELLS FARGO ADVISORSCRD#: 19616 10400 LITTLE PATUXENT PKWY
STE G3
COLUMBIA, MD 21044
STE G3
COLUMBIA, MD 21044
0
Disclosures
23
Years of Experience
View By:
State Registrations
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California 2/6/2009
B
Missouri 9/23/2020
B
Colorado 2/6/2009
B
New Hampshire 7/21/2021
B
Delaware 2/10/2010
B
New Jersey 7/23/2018
B
District of Columbia 2/6/2009
B
Oregon 12/4/2015
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District of Columbia 2/20/2009
B
Pennsylvania 2/17/2022
B
Florida 2/6/2009
B
South Carolina 11/9/2009
B
Georgia 4/22/2020
B
Tennessee 1/24/2014
B
Maine 11/7/2022
B
Texas 2/6/2009
B
Maryland 2/6/2009
B
Virginia 2/6/2009
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Maryland 6/3/2011
B
West Virginia 7/17/2024
B
Massachusetts 11/29/2021
SRO Registrations
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Registered with this firm since 2/20/2009
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Registered with this firm since 2/6/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/02/2003 - 02/24/2009 | WASHINGTON, DC | |
B | 12/20/2002 - 02/24/2009 | WASHINGTON, DC | |
B | 08/21/2002 - 01/31/2003 | LAKE WORTH, FL | |
B | 05/15/2001 - 08/21/2002 | SAN FRANCISCO, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.