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Detailed Report
HORACIO ANGEL CHOI
CRD#: 4317909
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5 PARK PLAZA 19TH & 20TH FLS
[LT/SB/SG-RBO]
IRVINE, CA 92614
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2011 - Present (14 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2001 - 2011 (9 years)BWELLS FARGO SECURITIES INC. (CRD# 17438)2001 - 2001 (<1 year)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2002 - 2011 (8 years)
License(s)

State Registrations

B
Arizona 1/3/2011
B
Nevada 1/3/2011
B
California 1/3/2011
B
New York 11/21/2023
IA
California 1/3/2011
B
North Carolina 2/12/2021
B
Colorado 1/3/2011
B
Ohio 1/3/2011
B
Connecticut 2/7/2014
B
Oregon 10/20/2023
B
Delaware 9/11/2024
B
Pennsylvania 1/3/2011
B
Florida 1/3/2011
B
Rhode Island 9/12/2024
B
Georgia 4/5/2018
B
South Carolina 12/21/2018
B
Hawaii 11/14/2024
B
Tennessee 11/5/2024
B
Idaho 11/12/2024
B
Texas 2/7/2014
B
Illinois 1/3/2011
IA
Texas 2/7/2014
B
Maine 1/3/2011
B
Utah 6/7/2016
B
Massachusetts 8/26/2019
B
Virginia 12/1/2021
B
Michigan 8/5/2024
B
Washington 1/3/2011
B
Missouri 1/3/2018
B
Wyoming 1/26/2017
B
Montana 4/5/2018

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5 PARK PLAZA 19TH & 20TH FLS [LT/SB/SG-RBO], IRVINE, CA 92614
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5 PARK PLAZA 19TH & 20TH FLS [LT/SB/SG-RBO], IRVINE, CA 92614
Registered with this firm since 1/3/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/24/2002 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) NEWPORT BEACH, CA
B
 05/02/2001 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) NEWPORT BEACH, CA
B
 01/31/2001 - 05/02/2001 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.