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MICHAEL DALE DODGE
CRD#: 4316883
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 125 HIGH ST
STE 1359A
BOSTON, MA 02110
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - 2007 (6 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2016 (6 years)2 FIRMS2016 - Present (9 years)
Disclosure(s)
View By:
5/25/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 3/22/2016

B
New Hampshire 2/12/2016

B
California 2/12/2016

B
New Jersey 9/2/2022

B
Colorado 2/16/2016

B
New York 2/12/2016

B
Connecticut 2/12/2016

B
North Carolina 7/23/2021

IA
Connecticut 2/16/2016

B
Ohio 9/2/2022

B
Florida 2/12/2016

B
Pennsylvania 2/12/2016

B
Georgia 6/17/2024

B
Rhode Island 2/12/2016

B
Hawaii 1/13/2025

B
South Carolina 3/27/2023

B
Illinois 3/23/2023

B
Tennessee 2/12/2016

B
Louisiana 10/19/2022

B
Texas 2/12/2016

B
Maine 2/12/2016

IA
Texas 2/12/2016

B
Maryland 1/20/2021

B
Utah 1/27/2025

B
Massachusetts 2/12/2016

B
Virginia 3/23/2022

B
Missouri 9/6/2022

B
Washington 8/8/2018

B
Nebraska 9/2/2022

B
Wisconsin 2/12/2016

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
125 HIGH ST STE 1359A, BOSTON, MA 02110
Registered with this firm since 2/12/2016

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
125 HIGH ST STE 1359A, BOSTON, MA 02110
Registered with this firm since 2/12/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 02/22/2016 MORGAN STANLEY (CRD#:149777) BOSTON, MA
B
06/01/2009 - 02/22/2016 MORGAN STANLEY (CRD#:149777) BOSTON, MA
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BOSTON, MA
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BOSTON, MA
IA
03/16/2001 - 04/02/2007 MORGAN STANLEY (CRD#:7556) BOSTON, MA
B
01/09/2001 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.