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JOHN A MAYFIELD
CRD#: 4316324
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1728 GAGEL AVE
LOUISVILLE, KY 40216
CETERA ADVISORS LLCCRD#: 10299 331 Townepark Circle #100
LOUSIVILLE, KY 40243
Registration History
20002002200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2020 - Present (4 years)BCETERA ADVISORS LLC (CRD# 10299)2022 - Present (2 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2013 - 2022 (8 years)BNEXT FINANCIAL GROUP, INC. (CRD# 46214)2006 - 2013 (7 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2003 - 2006 (3 years)BEDWARD JONES (CRD# 250)2001 - 2003 (2 years)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2013 - 2020 (7 years)IANEXT FINANCIAL GROUP, INC. (CRD# 46214)2010 - 2013 (3 years)
Disclosure(s)
View By:
8/3/2009
Customer Dispute
Settled
1/15/1999
Regulatory
Final
License(s)

State Registrations

B
Florida 9/8/2022

B
Kentucky 9/8/2022

B
Illinois 9/8/2022

B
Ohio 9/8/2022

B
Indiana 9/8/2022

IA
Texas 11/12/2020

IA
Kentucky 11/12/2020

B
Texas 9/8/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1728 GAGEL AVE, LOUISVILLE, KY 40216
Registered with this firm since 11/12/2020

B
CETERA ADVISORS LLC (CRD#:10299)
331 Townepark Circle #100, LOUSIVILLE, KY 40243
1728 Gagel Ave, LOUISVILLE, KY 40216
Registered with this firm since 9/8/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/25/2013 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) LOUSIVILLE, KY
IA
11/25/2013 - 11/12/2020 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) Louisville, KY
IA
04/08/2010 - 11/26/2013 NEXT FINANCIAL GROUP, INC. (CRD#:46214) LOUISVILLE, KY
B
11/02/2006 - 11/26/2013 NEXT FINANCIAL GROUP, INC. (CRD#:46214) LOUISVILLE, KY
B
05/08/2003 - 11/01/2006 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) LOUISVILLE, KY
B
01/30/2001 - 05/06/2003 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.