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JAMES GREGORY DAVID
GREG DAVID
CRD#: 4315920
IA
Investment Adviser
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Broker
STRATOS WEALTH PARTNERS, LTDCRD#: 153184 801 N. Lake Dr, STE 200
Lexington, SC 29072
LPL FINANCIAL LLCCRD#: 6413 801 N LAKE DR, STE 200
LEXINGTON, SC 29072
Registration History
2002200420062008201020122014201620182020202220242 FIRMS2004 - 2008 (3 years)2 FIRMS2008 - 2012 (4 years)2 FIRMS2012 - Present (12 years)BEDWARD JONES (CRD# 250)2001 - 2004 (3 years)
Disclosure(s)
View By:
10/15/2019
Judgment / Lien
3/20/2018
Judgment / Lien
10/10/2003
Criminal
Final Disposition
License(s)

State Registrations

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Florida 6/5/2012

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Missouri 5/25/2012

B
Georgia 6/14/2012

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North Carolina 5/25/2012

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Louisiana 5/25/2012

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South Carolina 5/25/2012

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Louisiana 6/25/2012

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South Carolina 5/30/2012

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Maryland 3/3/2022

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Texas 6/13/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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STRATOS WEALTH PARTNERS, LTD (CRD#:153184)
801 N. Lake Dr, STE 200, Lexington, SC 29072
114 Greenwood St SW, Aiken, SC 29801
Registered with this firm since 5/30/2012

B
LPL FINANCIAL LLC (CRD#:6413)
801 N LAKE DR, STE 200, LEXINGTON, SC 29072
114 GREENWOOD ST. SW, AIKEN, SC 29801
Registered with this firm since 5/25/2012

Previous Registration(s)
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01/01/2008 - 05/29/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) LEXINGTON, SC
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01/01/2008 - 05/29/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) LEXINGTON, SC
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11/11/2004 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LEXINGTON, SC
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11/23/2004 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LEXINGTON, SC
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01/31/2001 - 11/02/2004 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.