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Detailed Report
MEGAN ELIZABETH DUPRE-KEATING
MEGAN E KEATING, MEGAN ELIZABETH KEATING, MEGAN ELIZABETH LECKEY
CRD#: 4315817
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1235 Westlakes Drive
Suite 225
BERWYN (Valley Forge), PA 19312
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2020 (10 years)2 FIRMS2020 - Present (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2009 (7 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - 2009 (6 years)
Disclosure(s)
View By:
11/15/2011
Customer Dispute
Settled
License(s)

State Registrations

B
California 1/17/2020
IA
Minnesota 8/7/2020
IA
California 3/2/2022
B
New Jersey 1/17/2020
B
Colorado 1/17/2020
B
New York 1/17/2020
B
Delaware 1/17/2020
B
Ohio 1/17/2020
IA
Delaware 1/17/2020
B
Pennsylvania 1/17/2020
B
District of Columbia 11/16/2023
IA
Pennsylvania 1/17/2020
B
Florida 1/17/2020
B
South Carolina 11/13/2023
B
Georgia 8/3/2023
B
Tennessee 5/27/2020
B
Idaho 1/17/2020
B
Texas 1/29/2020
B
Louisiana 1/17/2020
IA
Texas 2/24/2021
B
Maine 1/17/2020
B
Virginia 1/17/2020
B
Maryland 1/17/2020
B
Washington 5/15/2024
B
Massachusetts 4/21/2020
B
Wisconsin 1/17/2020
B
Minnesota 8/7/2020

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1235 Westlakes Drive Suite 225, BERWYN (Valley Forge), PA 19312
12001 Old Vine Blvd. Unit #106, Lewes, DE 19958
Registered with this firm since 1/17/2020
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1235 Westlakes Drive Suite 225, BERWYN (Valley Forge), PA 19312
12001 Old Vine Blvd. Unit #106, Lewes, DE 19958
Registered with this firm since 1/17/2020
Previous Registration(s)
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 06/01/2009 - 01/21/2020 MORGAN STANLEY (CRD#:149777) REHOBETH BEACH, DE
B
 06/01/2009 - 01/21/2020 MORGAN STANLEY (CRD#:149777) REHOBETH BEACH, DE
IA
 01/05/2009 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BERWYN, PA
B
 01/02/2009 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BERWYN, PA
IA
 03/11/2002 - 01/08/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WAYNE, PA
B
 02/08/2001 - 01/08/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WAYNE, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.