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Detailed Report
KEVIN JOSEPH WADLE
CRD#: 4315447
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 117 S. 4TH STREET
Suite A
KNOXVILLE, IA 50138
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - Present (6 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2001 - 2016 (15 years)IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2007 - 2016 (8 years)
License(s)

State Registrations

B
Arizona 11/2/2018
B
Missouri 11/2/2018
B
Colorado 11/2/2018
B
Nebraska 11/2/2018
B
District of Columbia 11/2/2018
B
New York 3/14/2025
B
Florida 11/2/2018
B
South Carolina 8/9/2023
B
Illinois 11/2/2018
B
South Dakota 10/18/2019
B
Iowa 11/2/2018
B
Texas 11/2/2018
IA
Iowa 11/2/2018
IA
Texas 11/2/2018
B
Maryland 11/2/2018
B
Virginia 11/2/2018
B
Minnesota 11/2/2018
B
Wisconsin 11/2/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
117 S. 4TH STREET Suite A, KNOXVILLE, IA 50138
Registered with this firm since 11/2/2018
B
OSAIC WEALTH, INC. (CRD#:23131)
117 S. 4TH STREET Suite A, KNOXVILLE, IA 50138
Registered with this firm since 11/2/2018
Previous Registration(s)
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IA
 05/13/2016 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) KNOXVILLE, IA
B
 05/13/2016 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) KNOXVILLE, IA
IA
 07/11/2007 - 05/13/2016 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) KNOXVILLE, IA
B
 01/17/2001 - 05/13/2016 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) KNOXVILLE, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.