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Detailed Report
SHANE KYLE STROMEI
SHANE K STROMEI, Shane Kyle Stromei
CRD#: 4313800
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 122 Southside Square
Suite A
Huntsville, AL 35801
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2021 - 2023 (1 year)2 FIRMS2023 - Present (1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2001 - 2021 (19 years)IAEAGLE STRATEGIES LLC (CRD# 110826)2013 - 2021 (8 years)
Disclosure(s)
View By:
4/17/2013
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 4/11/2023
IA
Georgia 6/6/2024
IA
Alabama 4/11/2023
B
New Jersey 9/18/2023
B
Colorado 12/4/2024
IA
New Jersey 9/18/2023
IA
Colorado 12/4/2024
B
New Mexico 10/7/2024
B
Georgia 6/5/2024
B
Tennessee 4/11/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
122 Southside Square Suite A, Huntsville, AL 35801
Registered with this firm since 4/11/2023
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
122 Southside Square Suite A, Huntsville, AL 35801
Registered with this firm since 4/11/2023
Previous Registration(s)
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IA
 04/05/2021 - 03/24/2023 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) HUNTSVILLE, AL
B
 04/01/2021 - 03/24/2023 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) HUNTSVILLE, AL
IA
 03/22/2013 - 03/17/2021 EAGLE STRATEGIES LLC (CRD#:110826) HUNTSVILLE, AL
B
 05/14/2001 - 03/17/2021 NYLIFE SECURITIES LLC (CRD#:5167) HUNTSVILLE, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.