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TROY ANTHONY BETTHAUSER
CRD#: 4313458
IA
Investment Adviser
B
Broker
J. W. COLE ADVISORS, INC.CRD#: 112294 1025 W. Glen Oaks Lane
Suite 103
Mequon, WI 53092
J.W. COLE FINANCIAL, INC.CRD#: 124583 2800 National Drive
Suite 102
Onalaska, WI 54650
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2006 (5 years)2 FIRMS2010 - Present (14 years)BBREWER FINANCIAL SERVICES, LLC (CRD# 132558)2006 - 2010 (4 years)IABREWER INVESTMENT ADVISORS LLC (CRD# 134631)2008 - 2010 (2 years)
License(s)

State Registrations

B
Alabama 3/3/2022

B
New York 2/22/2022

B
Arkansas 1/10/2024

B
Oregon 1/5/2021

B
California 8/16/2018

B
Pennsylvania 8/16/2018

B
Colorado 1/6/2021

B
South Carolina 11/15/2022

B
Florida 8/16/2018

B
Texas 3/3/2022

B
Hawaii 1/5/2021

B
Virginia 7/11/2017

B
Illinois 8/16/2018

B
Washington 8/16/2018

B
Minnesota 11/5/2010

B
Wisconsin 11/5/2010

B
Missouri 1/2/2020

IA
Wisconsin 11/5/2010

B
Montana 1/2/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J. W. COLE ADVISORS, INC. (CRD#:112294)
1025 W. Glen Oaks Lane Suite 103, Mequon, WI 53092
2800 National Drive Suite 102, Onalaska, WI 54650
Registered with this firm since 11/5/2010

B
J.W. COLE FINANCIAL, INC. (CRD#:124583)
2800 National Drive Suite 102, Onalaska, WI 54650
1025 W. Glen Oaks Lane Suite 103, Mequon, WI 53092
Registered with this firm since 11/5/2010

Previous Registration(s)
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IA
04/11/2008 - 11/05/2010 BREWER INVESTMENT ADVISORS LLC (CRD#:134631) CHICAGO, IL
B
09/11/2006 - 11/05/2010 BREWER FINANCIAL SERVICES, LLC (CRD#:132558)
FINRA expelled the firm on 03/25/2011
CHICAGO, IL
B
01/01/2001 - 09/07/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ONALASKA, WI
B
01/01/2001 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.