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AARON R MCCORMICK
AARON R MC CORMICK, AARON ROBERT MCCORMICK
CRD#: 4313134
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 600 GRANT ST
PITTSBURGH, PA 15219
PITTSBURGH, PA 15219
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Disclosures
21
Years of Experience
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State Registrations
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Alabama 9/21/2009
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Nebraska 4/30/2021
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Arizona 9/21/2009
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New Hampshire 1/27/2022
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California 9/21/2009
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New Jersey 9/21/2009
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Colorado 9/21/2009
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New York 9/21/2009
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Connecticut 9/17/2009
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North Carolina 10/8/2009
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Connecticut 9/17/2009
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Ohio 9/22/2009
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District of Columbia 9/21/2009
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Oregon 11/24/2009
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Florida 9/21/2009
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Pennsylvania 9/17/2009
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Georgia 9/21/2009
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Pennsylvania 6/15/2010
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Hawaii 1/16/2020
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South Carolina 9/21/2009
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Indiana 9/21/2009
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Tennessee 8/27/2021
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Kansas 2/15/2013
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Texas 9/21/2009
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Kentucky 1/3/2025
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Texas 9/21/2009
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Maine 9/21/2009
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Utah 8/16/2011
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Maryland 9/21/2009
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Virginia 9/21/2009
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Massachusetts 9/21/2009
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Washington 2/10/2021
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Michigan 10/5/2020
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West Virginia 8/16/2011
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Missouri 9/2/2011
SRO Registrations
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Registered with this firm since 9/17/2009
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Registered with this firm since 9/17/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/28/2009 - 07/13/2009 | PITTSBURGH, PA | |
B | 03/30/2009 - 07/13/2009 | PITTSBURGH, PA | |
IA | 02/02/2009 - 02/11/2009 | PITTSBURGH, PA | |
B | 01/12/2009 - 02/11/2009 | PITTSBURGH, PA | |
B | 12/03/2004 - 10/24/2008 | WESTMINSTER, CO | |
B | 05/14/2003 - 11/15/2004 | SHELTON, CT | |
B | 12/05/2000 - 02/13/2001 | DENVER, CO |
PITTSBURGH, PA
02/02/2009 - 02/11/2009
PITTSBURGH, PA
01/12/2009 - 02/11/2009
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.