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WILLIAM CHRIS DAVIS
CHRIS DAVIS, W.CHRIS DAVIS
CRD#: 4313120
IA
B
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 100 Sun Avenue NE
Suite 600
Albuquerque, NM 87109
Suite 600
Albuquerque, NM 87109
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 100 Sun Avenue NE
Suite 600
Albuquerque, NM 87109
Suite 600
Albuquerque, NM 87109
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Alabama 10/29/2020
B
New Hampshire 2/25/2019
B
Arizona 11/1/2017
B
New Jersey 1/16/2018
B
Arkansas 11/1/2017
B
New Mexico 11/1/2017
B
California 11/1/2017
IA
New Mexico 11/2/2017
B
Colorado 11/1/2017
B
New York 11/1/2017
B
Florida 11/1/2017
B
North Carolina 5/2/2022
B
Georgia 11/1/2017
B
Ohio 11/1/2017
B
Hawaii 5/18/2022
B
Oklahoma 11/1/2017
B
Idaho 11/1/2017
B
Oregon 11/1/2017
B
Illinois 11/1/2017
B
South Carolina 10/27/2023
B
Kentucky 1/4/2021
B
South Dakota 7/14/2021
B
Maryland 11/1/2017
B
Tennessee 9/25/2019
B
Massachusetts 12/18/2017
B
Texas 11/1/2017
B
Minnesota 11/1/2017
B
Utah 11/1/2017
B
Missouri 4/27/2023
B
Virginia 11/1/2017
B
Montana 11/1/2017
B
Washington 11/1/2017
B
Nevada 11/1/2017
B
Wyoming 11/18/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/2/2017
B
Registered with this firm since 11/1/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/21/2007 - 11/02/2017 | ALBUQUERQUE, NM | |
B | 06/15/2007 - 11/02/2017 | ALBUQUERQUE, NM | |
IA | 02/22/2005 - 06/18/2007 | ALBUQUERQUE, NM | |
B | 05/16/2003 - 06/18/2007 | ALBUQUERGUE, NM | |
B | 09/25/2002 - 05/15/2003 | OAKDALE, MN | |
B | 10/09/2001 - 09/27/2002 | PHILADELPHIA, PA | |
B | 03/13/2001 - 09/27/2001 | DULUTH, GA |
ALBUQUERQUE, NM
02/22/2005 - 06/18/2007
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.