Individual Firm
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CLIFFORD MARC MIGDAL
CLIFFORD MEDAL
CRD#: 4312621
IA
B
MORGAN STANLEYCRD#: 149777 34901 Woodward Avenue
Suite 300
Birmingham, MI 48009
Suite 300
Birmingham, MI 48009
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
California 10/8/2019
IA
Michigan 5/20/2010
B
Florida 6/1/2009
B
Missouri 7/1/2021
IA
Florida 10/16/2018
B
Nevada 4/17/2023
B
Illinois 6/1/2009
B
New Jersey 12/15/2021
IA
Illinois 6/1/2009
B
Tennessee 6/1/2009
B
Michigan 6/1/2009
B
Washington 6/1/2009
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | BIRMINGHAM, MI | |
B | 04/02/2007 - 06/01/2009 | BIRMINGHAM, MI | |
IA | 01/12/2007 - 04/02/2007 | BIRMINGHAM, MI | |
B | 02/14/2001 - 04/02/2007 | BIRMINGHAM, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.