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KEVIN G MAHONY
CRD#: 4312132
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 ONE JERICHO PLAZA
SUIT 205
JERICHO, NY 11753
Registration History
2002200420062008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2012 - Present (12 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2009 - Present (16 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2009 (7 years)
License(s)

State Registrations

B
Arizona 1/2/2014

B
New York 1/2/2009

B
California 1/2/2009

IA
New York 11/1/2021

B
Colorado 10/27/2020

B
North Carolina 1/2/2009

B
Connecticut 1/2/2009

B
Ohio 1/2/2009

B
Delaware 12/11/2014

B
Pennsylvania 1/2/2009

B
Florida 1/2/2009

B
Rhode Island 10/7/2020

IA
Florida 11/18/2021

B
South Carolina 1/2/2009

B
Georgia 1/2/2009

B
Tennessee 1/3/2022

B
Hawaii 5/3/2023

B
Texas 3/5/2012

B
Idaho 7/19/2024

IA
Texas 3/29/2012

B
Kansas 8/5/2009

B
Utah 1/7/2022

B
Massachusetts 1/2/2009

B
Vermont 1/2/2009

B
Michigan 11/18/2009

B
Virginia 1/3/2023

B
Missouri 1/2/2009

B
Washington 1/18/2018

B
New Jersey 1/2/2009

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE JERICHO PLAZA SUIT 205, JERICHO, NY 11753
Fernandina Beach, FL
Registered with this firm since 3/29/2012

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE JERICHO PLAZA SUIT 205, JERICHO, NY 11753
Fernandina Beach, FL
Registered with this firm since 1/2/2009

Previous Registration(s)
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B
09/04/2001 - 01/08/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MELVILLE, NY
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.