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Nicole ANNE Morgia
NICOLE ANNE LATOWSKI, NICOLE ANNE LATOWSKI-MORGIA
CRD#: 4310471
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 45000 RIVER RIDGE DR
DIVISION- MOUNTAIN PACIFIC
CLINTON TOWNSHIP, MI 48038
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2016 - Present (8 years)BMETLIFE SECURITIES INC. (CRD# 14251)2004 - 2016 (12 years)BNEW ENGLAND SECURITIES (CRD# 615)2014 - 2015 (<1 year)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)2004 - 2007 (3 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2002 - 2004 (1 year)
License(s)

State Registrations

B
Alabama 5/1/2017

B
Nebraska 5/1/2017

B
Alaska 5/1/2017

B
Nevada 5/1/2017

B
Arizona 5/1/2017

B
New Hampshire 5/1/2017

B
Arkansas 5/1/2017

B
New Jersey 5/1/2017

B
California 5/1/2017

B
New Mexico 5/1/2017

B
Colorado 5/1/2017

B
New York 5/1/2017

B
Connecticut 5/1/2017

B
North Carolina 5/1/2017

B
Delaware 5/1/2017

B
North Dakota 5/1/2017

B
District of Columbia 5/1/2017

B
Ohio 5/2/2017

B
Florida 5/1/2017

B
Oklahoma 5/1/2017

B
Georgia 5/1/2017

B
Oregon 5/1/2017

B
Hawaii 5/1/2017

B
Pennsylvania 5/1/2017

B
Idaho 5/1/2017

B
Puerto Rico 5/1/2017

B
Illinois 5/1/2017

B
Rhode Island 5/1/2017

B
Indiana 5/1/2017

B
South Carolina 5/1/2017

B
Iowa 5/1/2017

B
South Dakota 5/1/2017

B
Kansas 5/1/2017

B
Tennessee 5/1/2017

B
Kentucky 5/1/2017

B
Texas 5/1/2017

B
Louisiana 5/1/2017

IA
Texas 5/19/2017

B
Maine 5/1/2017

B
Utah 5/1/2017

B
Maryland 5/1/2017

B
Vermont 5/1/2017

B
Massachusetts 5/1/2017

B
Virgin Islands 5/1/2017

B
Michigan 6/14/2016

B
Virginia 5/1/2017

IA
Michigan 10/28/2016

B
Washington 5/1/2017

B
Minnesota 5/1/2017

B
West Virginia 5/1/2017

B
Mississippi 5/1/2017

B
Wisconsin 5/1/2017

B
Missouri 5/1/2017

B
Wyoming 5/1/2017

B
Montana 5/1/2017

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
45000 RIVER RIDGE DR DIVISION- MOUNTAIN PACIFIC, CLINTON TOWNSHIP, MI 48038
Mount Clemens, MI
Registered with this firm since 10/28/2016

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
45000 RIVER RIDGE DR DIVISION- MOUNTAIN PACIFIC, CLINTON TOWNSHIP, MI 48038
Mount Clemens, MI
Registered with this firm since 6/14/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/15/2004 - 05/20/2016 METLIFE SECURITIES INC. (CRD#:14251) SOUTHFIELD, MI
B
02/27/2014 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) TROY, MI
B
04/15/2004 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) TROY, MI
B
09/11/2002 - 04/28/2004 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.