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WILLIAM B GARBER
WILLIAM BRIAN GARBER
CRD#: 4310461
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 600 WEST BROADWAY
SUITE 2100
SAN DIEGO, CA 92101
Registration History
201220142016201820202022202420262 FIRMS2011 - 2013 (2 years)2 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Arizona 12/11/2013

B
Nevada 7/13/2018

B
California 12/11/2013

B
New York 12/11/2013

IA
California 12/11/2013

B
North Carolina 7/8/2021

B
Colorado 12/11/2013

B
Ohio 5/14/2015

B
Delaware 7/8/2021

B
Oklahoma 4/27/2015

B
Florida 4/15/2021

B
Oregon 6/8/2020

B
Hawaii 12/11/2024

B
South Carolina 1/16/2018

B
Idaho 7/8/2021

B
Tennessee 7/8/2021

B
Illinois 9/17/2021

B
Texas 12/11/2013

B
Indiana 7/31/2024

IA
Texas 12/11/2013

B
Kentucky 10/31/2022

B
Utah 9/23/2020

B
Maine 7/8/2021

B
Virginia 7/23/2021

B
Massachusetts 7/8/2021

B
Washington 7/8/2021

B
Montana 7/8/2021

B
Wisconsin 10/8/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
600 WEST BROADWAY SUITE 2100, SAN DIEGO, CA 92101
El Cajon, CA
Registered with this firm since 12/11/2013

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
600 WEST BROADWAY SUITE 2100, SAN DIEGO, CA 92101
El Cajon, CA
Registered with this firm since 12/11/2013

Previous Registration(s)
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IA
12/15/2011 - 12/12/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN DIEGO, CA
B
07/28/2011 - 12/12/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN DIEGO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.