Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
HOLLY ANN HARMAN
HOLLY ANN SCHROEDER
CRD#: 4310360
IA
Investment Adviser
B
Previous Broker
PROVISE MANAGEMENT GROUP, LLCCRD#: 105375 611 DRUID RD E. STE 105
CLEARWATER, FL 33756
Registration History
2002200420062008201020122014201620182020202220242026IAPROVISE MANAGEMENT GROUP, LLC (CRD# 105375)2021 - Present (3 years)BNFP ADVISOR SERVICES, LLC (CRD# 42046)2003 - 2016 (12 years)BINTERSECURITIES, INC. (CRD# 16164)2001 - 2003 (2 years)
License(s)

State Registrations

IA
Florida 6/16/2021
Current Registration(s)
IA
PROVISE MANAGEMENT GROUP, LLC (CRD#:105375)
611 DRUID RD E. STE 105, CLEARWATER, FL 33756
Registered with this firm since 6/16/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 11/06/2003 - 01/08/2016 NFP ADVISOR SERVICES, LLC (CRD#:42046) CLEARWATER, FL
B
 05/29/2001 - 11/11/2003 INTERSECURITIES, INC. (CRD#:16164) PHILADELPHIA, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.