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JOANNE SUE LEACH
JOANNE SUE MARQUEZ, JOANNE SUE WILLKOMM, JOANNE WILLKOMM
CRD#: 4310251
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 318 FIFTH ST
EUREKA, CA 95501
Registration History
2002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2013 - Present (11 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2011 - Present (14 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2009 - 2011 (1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2002 - 2009 (6 years)
License(s)

State Registrations

B
Arizona 1/3/2011

B
Kentucky 2/4/2022

B
California 1/3/2011

B
Massachusetts 10/28/2019

IA
California 10/24/2013

B
Nevada 1/3/2011

B
Colorado 1/3/2011

B
New York 9/18/2020

B
Delaware 6/27/2022

B
Oregon 3/16/2015

B
District of Columbia 1/30/2024

B
South Dakota 9/20/2023

B
Florida 1/3/2011

B
Tennessee 3/8/2013

B
Hawaii 3/9/2020

B
Virginia 2/4/2022

B
Idaho 9/9/2015

B
Washington 1/3/2011

B
Kansas 5/24/2022

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
318 FIFTH ST, EUREKA, CA 95501
Registered with this firm since 10/24/2013

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
318 FIFTH ST, EUREKA, CA 95501
Registered with this firm since 1/3/2011

Previous Registration(s)
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B
04/14/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SANTA CLARITA, CA
B
09/13/2002 - 04/14/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ROSEVILLE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.