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MICHAEL EDWARD CECIL
MICHAEL CECIL
CRD#: 4308949
IA
B
MORGAN STANLEYCRD#: 149777 340 Mount Kemble Avenue
Morristown, NJ 07960
Morristown, NJ 07960
View By:
1/28/2020
Customer Dispute
Denied
State Registrations
B
Alabama 6/9/2016
B
New Jersey 4/10/2013
B
Arizona 6/9/2016
IA
New Jersey 6/19/2013
B
California 4/29/2016
B
New York 6/19/2013
B
Colorado 6/9/2016
B
North Carolina 2/11/2014
B
Connecticut 10/23/2013
B
Ohio 6/10/2016
B
Delaware 6/9/2016
B
Oklahoma 11/20/2019
B
District of Columbia 6/9/2016
B
Oregon 6/9/2016
B
Florida 7/1/2014
B
Pennsylvania 11/14/2013
B
Georgia 6/9/2016
B
Rhode Island 6/6/2016
B
Idaho 11/2/2022
B
South Carolina 6/9/2016
B
Illinois 4/26/2018
B
Tennessee 7/15/2024
B
Indiana 12/20/2021
B
Texas 6/9/2016
B
Louisiana 1/17/2024
IA
Texas 4/2/2020
B
Maryland 6/6/2016
B
Vermont 6/6/2016
B
Massachusetts 7/22/2013
IA
Vermont 7/25/2023
B
Michigan 11/11/2024
B
Virginia 1/16/2014
B
Nebraska 5/3/2022
B
Washington 6/9/2016
B
New Hampshire 6/9/2016
B
Wisconsin 6/9/2016
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/19/2013
B
Registered with this firm since 4/10/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/09/2010 - 05/20/2013 | NEW YORK, NY | |
B | 09/23/2002 - 06/30/2008 | NEW YORK, NY | |
B | 03/01/2002 - 09/20/2002 | NEW YORK, NY | |
B | 10/01/2000 - 03/01/2002 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.