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Detailed Report
David G Norvell
DAVID GUERRANT NORVELL
CRD#: 4307722
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 303 PEACHTREE ST, NE
FL 2
ATLANTA, GA 30308
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 MARIETTA, GA
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2023 - 2024 (1 year)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2005 - 2022 (17 years)BPFPC DISTRIBUTORS, INC. (CRD# 31334)2003 - 2004 (1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2000 - 2001 (<1 year)
Disclosure(s)
View By:
7/25/2022
Employment Separation After Allegations
5/1/2020
Financial
Final
6/16/2017
Criminal
Final Disposition
License(s)

State Registrations

B
Georgia 11/20/2024
IA
Georgia 11/22/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
303 PEACHTREE ST, NE FL 2, ATLANTA, GA 30308
Registered with this firm since 11/22/2024
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
MARIETTA, GA
303 PEACHTREE ST, NE FL 2 & 3, ATLANTA, GA 30308
Registered with this firm since 10/29/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/22/2023 - 10/31/2024 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
B
 01/07/2005 - 08/18/2022 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) CHARLOTTE, NC
B
 01/17/2003 - 11/17/2004 PFPC DISTRIBUTORS, INC. (CRD#:31334) PORTLAND, ME
B
 12/06/2000 - 06/05/2001 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.