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Toriano Faulkner
TORI FAULKNER, TORIANO FAULKNER
CRD#: 4307370
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2007 (6 years)2 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - 2014 (4 years)2 FIRMS2015 - 2020 (5 years)2 FIRMS2020 - 2023 (3 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Florida 10/13/2023

IA
Florida 10/16/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 10/16/2023

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 10/13/2023

Previous Registration(s)
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IA
09/15/2020 - 10/04/2023 RAYMOND JAMES INVESTMENT MANAGEMENT (CRD#:174904) ST PETERSBURG, FL
B
08/07/2020 - 10/04/2023 CARILLON FUND DISTRIBUTORS, INC. (CRD#:139749) ST. PETERSBURG, FL
IA
05/21/2015 - 07/24/2020 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) TAMPA, FL
B
06/12/2015 - 07/24/2020 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) TAMPA, FL
IA
05/24/2010 - 11/12/2014 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) ST. PETERSBURG, FL
B
05/05/2010 - 11/12/2014 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST PETERSBURG, FL
IA
07/16/2007 - 04/23/2010 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
B
07/12/2007 - 04/23/2010 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
IA
12/01/2000 - 07/06/2007 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) CLEARWATER, FL
B
11/30/2000 - 07/06/2007 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CLEARWATER, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.