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BRIAN C. WHEELER
CRD#: 4305185
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1 Daytona Blvd Ste 270 FL 2nd
Daytona Beach, FL 32114
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BAMERIPRISE ADVISOR SERVICES, INC. (CRD# 5979)2004 - 2009 (4 years)BEDWARD JONES (CRD# 250)2001 - 2004 (3 years)IAAMERIPRISE ADVISOR SERVICES, INC. (CRD# 5979)2005 - 2009 (4 years)
License(s)

State Registrations

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Alabama 6/5/2018

B
Michigan 5/21/2010

B
Alaska 6/4/2018

B
Minnesota 6/5/2018

B
Arkansas 7/31/2019

B
Mississippi 4/28/2023

B
California 10/5/2009

B
Missouri 6/5/2018

B
Colorado 10/12/2018

B
New Jersey 10/5/2009

B
Connecticut 3/11/2019

B
New Mexico 4/7/2017

B
Delaware 3/21/2014

B
New York 10/5/2009

B
District of Columbia 11/17/2017

B
North Carolina 10/5/2009

B
Florida 10/5/2009

B
Ohio 10/5/2009

IA
Florida 10/5/2009

B
Oklahoma 10/5/2009

B
Georgia 10/5/2009

B
Pennsylvania 10/5/2009

B
Idaho 6/5/2018

B
South Carolina 10/5/2009

B
Illinois 10/5/2009

B
Tennessee 7/21/2017

B
Indiana 1/2/2025

B
Texas 10/5/2009

B
Kentucky 10/5/2009

IA
Texas 1/25/2010

B
Louisiana 5/21/2012

B
Virginia 7/21/2011

B
Maine 4/26/2013

B
Washington 6/11/2024

B
Maryland 10/5/2009

B
West Virginia 10/5/2009

B
Massachusetts 10/5/2009

B
Wisconsin 6/5/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1 Daytona Blvd Ste 270 FL 2nd, Daytona Beach, FL 32114
1721 SE 16th Ave Ste 103, Ocala, FL 34471-4741
Registered with this firm since 10/5/2009

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1 Daytona Blvd Ste 270 FL 2nd, Daytona Beach, FL 32114
1721 SE 16th Ave Ste 103, Ocala, FL 34471-4741
Registered with this firm since 10/5/2009

Previous Registration(s)
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IA
05/06/2005 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) DAYTONA BEACH, FL
B
11/05/2004 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) DAYTONA BEACH, FL
B
01/09/2001 - 11/08/2004 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.