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OSVALDO A DURAN JR.
CRD#: 4304818
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1798 NE MIAMI GARDENS DR
NORTH MIAMI BEACH, FL 33179
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2001 - Present (23 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)2000 - 2001 (<1 year)
Disclosure(s)
View By:
11/18/2020
Judgment / Lien
License(s)

State Registrations

B
Florida 4/26/2001

B
Georgia 4/23/2001

IA
Florida 4/26/2001

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1798 NE MIAMI GARDENS DR, NORTH MIAMI BEACH, FL 33179
Registered with this firm since 4/26/2001

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1798 NE MIAMI GARDENS DR, NORTH MIAMI BEACH, FL 33179
Registered with this firm since 4/23/2001

Previous Registration(s)
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B
12/13/2000 - 03/27/2001 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.