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JEROD KEITH COOK
CRD#: 4304476
IA
B
LPL FINANCIAL LLCCRD#: 6413 5990 VENTURE DRIVE, SUITE B
DUBLIN, OH 43017
DUBLIN, OH 43017
0
Disclosures
23
Years of Experience
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State Registrations
B
Colorado 4/18/2023
B
Pennsylvania 6/12/2017
B
Florida 5/15/2015
B
South Carolina 9/26/2023
B
North Carolina 6/6/2016
B
Texas 11/17/2023
B
Ohio 5/15/2015
IA
Texas 11/17/2023
IA
Ohio 5/15/2015
B
West Virginia 5/15/2015
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 5/15/2015
B
Registered with this firm since 5/15/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/05/2009 - 05/28/2015 | DUBLIN, OH | |
B | 10/05/2009 - 05/28/2015 | DUBLIN, OH | |
IA | 06/30/2003 - 10/05/2009 | COLUMBUS, OH | |
B | 12/10/2001 - 10/05/2009 | COLUMBUS, OH | |
B | 08/03/2001 - 11/23/2001 | EDISON, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.