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RAUL Felipe CELADA Arguelles
RAUL CELADA
CRD#: 4303115
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 550 Biltmore Way 10th floor
Coral Gables, FL 33134
Registration History
200220042006200820102012201420162018202020222024IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2011 - Present (13 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2010 - Present (14 years)BSTANCHART SECURITIES INTERNATI... (CRD# 145126)2008 - 2010 (2 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2002 - 2005 (3 years)BCOUTTS SECURITIES INC. (CRD# 105260)2001 - 2002 (<1 year)
License(s)

State Registrations

B
Arkansas 9/19/2024

B
Kansas 10/4/2018

B
California 2/8/2011

B
New York 7/18/2024

B
Colorado 2/8/2011

B
South Dakota 2/7/2017

B
District of Columbia 2/8/2011

B
Texas 2/8/2011

B
Florida 12/1/2010

IA
Texas 2/22/2011

IA
Florida 2/9/2011

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
550 Biltmore Way 10th floor, Coral Gables, FL 33134
key biscayne, FL
Registered with this firm since 2/9/2011

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
550 Biltmore Way 10th floor, Coral Gables, FL 33134
key biscayne, FL
Registered with this firm since 12/1/2010

Previous Registration(s)
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B
02/29/2008 - 04/05/2010 STANCHART SECURITIES INTERNATIONAL, INC. (CRD#:145126) MIAMI, FL
B
09/27/2002 - 09/30/2005 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
B
08/23/2001 - 06/07/2002 COUTTS SECURITIES INC. (CRD#:105260) MIAMI, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.