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Detailed Report
ANNETTE M MOORE
ANNETTE MARGARET FENTON
CRD#: 4302989
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 101 S CAPITOL BLVD STE 700
BOISE, ID 83702
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2006 - Present (18 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2003 - 2005 (2 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2001 - 2003 (2 years)
License(s)

State Registrations

B
Arizona 2/27/2020
B
Nevada 10/31/2024
B
California 1/3/2011
B
New York 10/31/2024
B
Colorado 2/27/2020
B
North Carolina 10/31/2024
B
Idaho 6/14/2006
B
Oregon 7/28/2020
IA
Idaho 7/10/2006
B
Tennessee 10/31/2024
B
Kansas 10/31/2024
B
Texas 10/31/2024
B
Missouri 10/31/2024
IA
Texas 10/31/2024
B
Montana 10/31/2024
B
Utah 10/31/2024
B
Nebraska 1/14/2025
B
Washington 4/3/2017

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
101 S CAPITOL BLVD STE 700, BOISE, ID 83702
Registered with this firm since 7/10/2006
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
101 S CAPITOL BLVD STE 700, BOISE, ID 83702
Registered with this firm since 6/14/2006
Previous Registration(s)
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B
 07/01/2003 - 07/11/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
 03/05/2001 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.