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Detailed Report
DAVID A LEWITAS
David Lewitas
CRD#: 4301190
IA
Investment Adviser
B
Broker
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD#: 20804 6836 W. NORTH AVE
CHICAGO, IL 60707
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2020 - Present (5 years)BPROEQUITIES, INC. (CRD# 15708)2017 - 2020 (2 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2014 (7 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2007 - 2007 (<1 year)BFIFTH THIRD SECURITIES, INC. (CRD# 628)2006 - 2007 (<1 year)BTCF INVESTMENTS, INC. (CRD# 34954)2000 - 2006 (5 years)IAINVESTMENT ADVISORS (CRD# 15708)2018 - 2020 (1 year)
License(s)

State Registrations

B
California 1/16/2020
B
Michigan 4/25/2022
B
Florida 1/16/2020
B
Minnesota 1/4/2023
B
Georgia 1/7/2025
B
Oregon 1/25/2023
B
Illinois 1/16/2020
B
South Carolina 8/19/2020
IA
Illinois 1/16/2020
B
Texas 1/16/2020
B
Indiana 7/22/2021
B
Wisconsin 2/2/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804)
6836 W. NORTH AVE, CHICAGO, IL 60707
Registered with this firm since 1/16/2020
B
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804)
6836 W. NORTH AVE, CHICAGO, IL 60707
Registered with this firm since 1/16/2020
Previous Registration(s)
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IA
 06/01/2018 - 01/27/2020 INVESTMENT ADVISORS (CRD#:15708) ELMWOOD PARK, IL
B
 12/21/2017 - 01/27/2020 PROEQUITIES, INC. (CRD#:15708) ELMWOOD PARK, IL
B
 05/29/2007 - 12/31/2014 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PARK RIDGE, IL
B
 04/26/2007 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) CHICAGO, IL
B
 04/03/2006 - 03/23/2007 FIFTH THIRD SECURITIES, INC. (CRD#:628) BERWIN, IL
B
 12/18/2000 - 03/16/2006 TCF INVESTMENTS, INC. (CRD#:34954) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.