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Detailed Report
JOHN KIENHOLZ SULHOFF
John Sulhoff
CRD#: 4301177
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 329 Oak St Ste 202
Gainesville, GA 30501
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2010 - 2019 (9 years)2 FIRMS2019 - Present (5 years)BONEAMERICA SECURITIES, INC. (CRD# 4173)2002 - 2010 (8 years)BAMERICAN GENERAL SECURITIES IN... (CRD# 13626)2001 - 2002 (1 year)IAONEAMERICA SECURITIES, INC. (CRD# 4173)2003 - 2010 (7 years)
License(s)

State Registrations

B
Alabama 10/28/2019
B
Indiana 10/28/2019
B
Arizona 10/28/2019
B
North Carolina 10/28/2019
B
Colorado 10/28/2019
B
South Carolina 10/28/2019
B
Florida 10/28/2019
B
Texas 10/28/2019
B
Georgia 10/28/2019
IA
Texas 10/28/2019
IA
Georgia 10/29/2019
B
Utah 10/28/2019
B
Illinois 10/28/2019
B
Virginia 10/28/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
329 Oak St Ste 202, Gainesville, GA 30501
Cumming, GA
Registered with this firm since 10/28/2019
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
329 Oak St Ste 202, Gainesville, GA 30501
Cumming, GA
Registered with this firm since 10/28/2019
Previous Registration(s)
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IA
 08/06/2010 - 10/29/2019 THE STRATEGIC FINANCIAL ALLIANCE (CRD#:126514) GAINESVILLE, GA
B
 06/18/2010 - 10/29/2019 THE STRATEGIC FINANCIAL ALLIANCE, INC. (CRD#:126514) GAINESVILLE, GA
IA
 03/14/2003 - 07/16/2010 ONEAMERICA SECURITIES, INC. (CRD#:4173) GAINESVILLE, GA
B
 06/27/2002 - 07/16/2010 ONEAMERICA SECURITIES, INC. (CRD#:4173) GAINESVILLE, GA
B
 02/08/2001 - 06/25/2002 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) PHOENIX, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.