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RONALD LESLIE APPLING
RON APPLING, RONNIE LESLIE APPLING, RONALD LESLIE GUEST JR
CRD#: 4301110
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 SAN DIEGO, CA
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 SAN DIEGO, CA
Registration History
200420062008201020122014201620182020202220242026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2008 - Present (16 years)BJONESTRADING (CRD# 6888)2004 - 2008 (3 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2010 - 2018 (8 years)
License(s)

State Registrations

B
Arizona 4/11/2022

B
Oregon 4/11/2022

B
California 5/19/2008

B
Texas 1/17/2025

IA
California 7/13/2018

IA
Texas 1/21/2025

B
District of Columbia 1/7/2022

B
Utah 5/3/2013

B
Hawaii 4/11/2022

B
Washington 1/6/2023

B
Nevada 4/11/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
SAN DIEGO, CA
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
SAN DIEGO, CA
Registered with this firm since 5/19/2008

Previous Registration(s)
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IA
03/04/2010 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) PETALUMA, CA
B
07/28/2004 - 03/03/2008 JONESTRADING (CRD#:6888) MILL VALLEY, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.