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Detailed Report
WILLIAM DAVID CHAMBLEY
CRD#: 4301100
IA
Investment Adviser
B
Broker
HORNOR, TOWNSEND & KENT, LLCCRD#: 4031 203 EXTON COMMONS
EXTON, PA 19341
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2015 - Present (10 years)BAXA ADVISORS, LLC (CRD# 6627)2000 - 2015 (14 years)IAAXA ADVISORS, LLC (CRD# 6627)2002 - 2015 (12 years)
License(s)

State Registrations

B
Alabama 7/5/2017
B
Mississippi 4/20/2023
B
Arizona 5/11/2017
B
Montana 1/25/2024
B
California 9/8/2016
B
Nevada 4/7/2022
B
Colorado 6/7/2016
B
New Jersey 1/15/2015
B
Connecticut 9/25/2024
B
New York 4/1/2015
B
Delaware 1/15/2015
B
North Carolina 3/11/2015
B
District of Columbia 1/12/2017
B
Ohio 6/4/2020
B
Florida 2/2/2016
B
Oregon 1/12/2017
IA
Florida 5/20/2021
B
Pennsylvania 1/15/2015
B
Georgia 5/20/2016
IA
Pennsylvania 1/29/2015
B
Illinois 3/6/2019
B
South Carolina 1/12/2017
B
Indiana 6/25/2015
B
Tennessee 4/23/2020
B
Iowa 8/30/2018
B
Texas 7/23/2015
B
Kentucky 11/20/2024
IA
Texas 2/4/2020
B
Louisiana 10/13/2020
B
Utah 3/25/2024
B
Maine 2/2/2016
B
Vermont 7/7/2022
B
Maryland 5/29/2015
B
Virginia 3/5/2015
B
Massachusetts 1/12/2017
B
Washington 10/26/2023
B
Michigan 5/23/2017
B
West Virginia 2/2/2016
B
Minnesota 10/13/2020
B
Wisconsin 1/3/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HORNOR, TOWNSEND & KENT, LLC (CRD#:4031)
203 EXTON COMMONS, EXTON, PA 19341
Registered with this firm since 1/29/2015
B
HORNOR, TOWNSEND & KENT, LLC (CRD#:4031)
203 EXTON COMMONS, EXTON, PA 19341
Registered with this firm since 1/15/2015
Previous Registration(s)
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IA
 08/16/2002 - 01/22/2015 AXA ADVISORS, LLC (CRD#:6627) BALA CYNWYD, PA
B
 12/13/2000 - 01/22/2015 AXA ADVISORS, LLC (CRD#:6627) BALA CYNWYD, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.