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Detailed Report
TO HUN PAK
TO H PAK, TO H. PAK
CRD#: 4300759
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1800 Broadway
Suite 120
Boulder, CO 80302
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2006 (<1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - 2016 (4 years)2 FIRMS2016 - Present (8 years)BMCDONALD INVESTMENTS INC. (CRD# 566)2000 - 2005 (5 years)IAMCDONALD INVESTMENTS INC. (CRD# 566)2004 - 2005 (1 year)
License(s)

State Registrations

B
Arizona 8/24/2017
B
New York 1/9/2018
B
Arkansas 11/29/2021
B
North Carolina 12/1/2021
B
California 1/5/2018
B
Ohio 9/20/2019
B
Colorado 7/21/2016
B
Oregon 1/9/2018
IA
Colorado 7/21/2016
B
Pennsylvania 7/2/2018
B
Connecticut 1/6/2025
B
South Carolina 4/5/2019
B
Florida 1/9/2018
B
South Dakota 4/16/2019
B
Illinois 1/5/2018
B
Texas 1/5/2018
B
Kansas 1/9/2018
IA
Texas 4/23/2020
B
Louisiana 1/18/2024
B
Utah 3/31/2025
B
Maryland 9/21/2022
B
Vermont 1/9/2018
B
Michigan 6/7/2021
B
Virginia 1/9/2018
B
Missouri 1/9/2018
B
Washington 1/5/2018
B
Nevada 1/9/2018
B
West Virginia 12/20/2016
B
New Hampshire 2/13/2018
B
Wisconsin 1/9/2018
B
New Mexico 8/24/2017
B
Wyoming 1/5/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1800 Broadway Suite 120, Boulder, CO 80302
Registered with this firm since 7/21/2016
B
MORGAN STANLEY (CRD#:149777)
1800 Broadway Suite 120, Boulder, CO 80302
Registered with this firm since 7/21/2016
Previous Registration(s)
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IA
 10/13/2011 - 07/12/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) BOULDER, CO
B
 10/13/2011 - 07/12/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) BOULDER, CO
IA
 06/01/2009 - 10/28/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) BOULDER, CO
B
 06/01/2009 - 10/28/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) BOULDER, CO
IA
 04/05/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BOULDER, CO
B
 04/05/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BOULDER, CO
IA
 01/03/2006 - 11/21/2006 KEY INVESTMENT SERVICES LLC (CRD#:136300) BOULDER, CO
B
 01/03/2006 - 11/21/2006 KEY INVESTMENT SERVICES LLC (CRD#:136300) BOULDER, CO
IA
 07/28/2004 - 12/31/2005 MCDONALD INVESTMENTS INC. (CRD#:566) BOULDER, CO
B
 12/18/2000 - 12/31/2005 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.