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PEDRO LUIS LLANES
PETER LLANES
CRD#: 4300121
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 101 W BIG BEAVER RD
STE 425
TROY, MI 48084
STE 425
TROY, MI 48084
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
California 2/19/2025
B
Minnesota 10/18/2013
B
Florida 10/18/2013
B
Nevada 5/22/2014
B
Georgia 10/18/2013
B
South Carolina 10/18/2013
B
Indiana 10/18/2013
B
Texas 10/18/2013
B
Michigan 10/18/2013
IA
Texas 10/21/2013
IA
Michigan 10/25/2013
B
Virginia 7/25/2017
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 10/21/2013
B
Registered with this firm since 10/18/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/04/2010 - 10/24/2013 | TROY, MI | |
B | 06/01/2009 - 10/24/2013 | TROY, MI | |
B | 09/08/2006 - 06/01/2009 | TROY, MI | |
B | 08/01/2001 - 09/11/2006 | ROCHESTER, MI | |
B | 02/06/2001 - 08/03/2001 | NEW YORK, NY | |
B | 12/08/2000 - 02/27/2001 | NEWARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.