Individual Firm
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RICHARD JOSEPH SCHLESINGER
RICHARD JOSEPH SCHLESINGER II
CRD#: 4298422
IA
B
PLANMEMBER SECURITIES CORPORATIONCRD#: 11869 AURORA, IL
0
Disclosures
24
Years of Experience
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State Registrations
B
Arizona 5/31/2018
B
New York 7/28/2021
B
Colorado 8/26/2020
B
North Carolina 7/28/2021
B
Florida 7/20/2020
B
Oregon 1/29/2025
B
Illinois 2/2/2005
B
South Carolina 7/28/2021
IA
Illinois 5/31/2005
B
Texas 12/3/2020
B
Iowa 1/7/2013
IA
Texas 12/3/2020
B
Kentucky 7/28/2021
B
Washington 7/28/2021
B
Michigan 7/28/2021
B
Wisconsin 11/1/2005
B
Mississippi 7/28/2021
SRO Registrations
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/07/2000 - 02/01/2005 | ELGIN, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.