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Detailed Report
JAMES ROBERT SNYDER
CRD#: 429830
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 410 Severn Avenue
Suite 211
Annapolis, MD 21403
Registration History
1970197519801985199019952000200520102015202020252 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - Present (15 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1987 - 2006 (18 years)BLEGG MASON MASTEN INC. (CRD# 2)1987 - 1987 (<1 year)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1970 - 1987 (17 years)IALEGG MASON WOOD WALKER INC (CRD# 6555)1991 - 2006 (14 years)
License(s)

State Registrations

B
Alabama 3/28/2022
B
Missouri 3/28/2022
B
Arizona 6/1/2009
B
Nebraska 9/26/2022
B
California 6/1/2009
B
Nevada 6/1/2009
B
Colorado 6/1/2009
B
New Hampshire 9/29/2020
B
Connecticut 1/17/2019
B
New Jersey 6/1/2009
B
Delaware 6/1/2009
B
New York 6/1/2009
B
District of Columbia 6/1/2009
B
North Carolina 6/1/2009
B
Florida 6/1/2009
B
Ohio 6/1/2009
B
Georgia 6/1/2009
B
Oklahoma 11/12/2021
B
Hawaii 3/28/2022
B
Oregon 6/1/2009
B
Idaho 6/4/2021
B
Pennsylvania 6/1/2009
B
Illinois 6/1/2009
B
Rhode Island 10/31/2023
B
Indiana 6/1/2009
B
South Carolina 6/1/2009
B
Iowa 6/4/2021
B
South Dakota 1/14/2022
B
Kansas 3/24/2022
B
Tennessee 6/1/2009
B
Kentucky 3/9/2023
B
Texas 6/1/2009
B
Louisiana 5/31/2017
IA
Texas 2/11/2014
B
Maine 10/11/2018
B
Utah 9/3/2019
B
Maryland 6/1/2009
B
Vermont 12/15/2020
IA
Maryland 6/1/2009
B
Virginia 6/1/2009
B
Massachusetts 6/1/2009
B
Washington 6/1/2009
B
Michigan 4/12/2012
B
West Virginia 6/1/2009
B
Minnesota 6/1/2009
B
Wisconsin 6/1/2009
B
Mississippi 10/2/2013
B
Wyoming 3/9/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
410 Severn Avenue Suite 211, Annapolis, MD 21403
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
410 Severn Avenue Suite 211, Annapolis, MD 21403
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BOWIE, MD
B
 02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BOWIE, MD
IA
 04/24/1991 - 02/21/2006 LEGG MASON WOOD WALKER INC (CRD#:6555) BOWIE, MD
B
 11/03/1987 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
 10/30/1987 - 11/04/1987 LEGG MASON MASTEN INC. (CRD#:2)
B
 10/01/1970 - 10/30/1987 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.