Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Joseph Liddell
JOSEPH ALLEN LIDDELL
CRD#: 4298115
IA
B
J.P. MORGAN SECURITIES LLCCRD#: 79 1175 BULLSBORO RD
NEWNAN, GA 30265
NEWNAN, GA 30265
View By:
11/20/2008
Customer Dispute
Award / Judgment
State Registrations
B
Alabama 10/1/2012
B
Nevada 10/26/2017
B
Arizona 5/12/2016
B
New Jersey 2/8/2023
B
California 2/10/2023
B
New York 5/25/2021
B
Colorado 4/19/2016
B
North Carolina 2/12/2016
B
Connecticut 10/2/2017
B
Ohio 10/14/2015
B
Florida 9/27/2021
B
Oklahoma 4/29/2014
B
Georgia 10/1/2012
B
Rhode Island 9/23/2021
IA
Georgia 10/1/2012
B
South Carolina 10/1/2012
B
Illinois 1/7/2015
B
Texas 6/14/2022
B
Indiana 4/25/2014
IA
Texas 6/27/2022
B
Louisiana 2/7/2024
B
West Virginia 7/19/2016
B
Michigan 6/3/2013
SRO Registrations
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/1/2012
B
Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/02/2009 - 10/01/2012 | FAYETTEVILLE, GA | |
B | 05/02/2009 - 10/01/2012 | FAYETTEVILLE, GA | |
IA | 04/04/2006 - 05/02/2009 | ATLANTA, GA | |
B | 08/07/2002 - 05/02/2009 | ATLANTA, GA | |
B | 12/07/2000 - 10/18/2001 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.