Individual Firm
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JAIME L ZARLENGA-SIEGLER
JAIME LYNN ZARLENGA, JAMIE LYNN ZARLENGA, JAIME LYNN ZARLENGA SIEGLER
CRD#: 4297928
IA
B
WELLS FARGO ADVISORSCRD#: 11025 33 RIVER STREET
[SATELLITE]
CHARGIN FALLS, OH 44022
[SATELLITE]
CHARGIN FALLS, OH 44022
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Arizona 11/19/2024
IA
Ohio 3/29/2023
B
California 3/29/2023
B
South Carolina 5/16/2023
IA
California 3/30/2023
IA
Texas 3/29/2023
B
Florida 3/29/2023
B
Utah 3/29/2023
B
New Jersey 11/4/2024
B
Virginia 4/25/2023
B
Ohio 3/29/2023
SRO Registrations
B
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IA
Registered with this firm since 3/29/2023
B
Registered with this firm since 3/29/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/09/2007 - 04/26/2023 | PEPPER PIKE, OH | |
B | 02/09/2007 - 04/26/2023 | PEPPER PIKE, OH | |
IA | 03/11/2004 - 02/09/2007 | PEPPER PIKE, OH | |
B | 01/22/2002 - 02/09/2007 | CLEVELAND, OH | |
B | 02/26/2001 - 10/26/2001 | JERSEY CITY, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.