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Larry D. Burton
Larry Burton
CRD#: 4297802
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 2555 Townsgate Rd.
Ste. 300
Westlake Village, CA 91361
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2007 (4 years)2 FIRMS2007 - 2009 (2 years)IAWESTERN INTERNATIONAL SECURITIES (CRD# 39262)2010 - Present (14 years)BWESTERN INTERNATIONAL SECURITI... (CRD# 39262)2009 - Present (15 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2003 (2 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2001 - 2003 (2 years)
Disclosure(s)
View By:
12/15/2022
Customer Dispute
Settled
7/27/2022
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 5/10/2023

B
Nevada 9/4/2014

B
California 12/14/2009

B
Oregon 9/4/2014

IA
California 5/26/2010

B
Virginia 9/14/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
2555 Townsgate Rd. Ste. 300, Westlake Village, CA 91361
Registered with this firm since 5/26/2010

B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
2555 Townsgate Rd. Ste. 300, Westlake Village, CA 91361
Registered with this firm since 12/14/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/29/2007 - 12/19/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TUJUNGA, CA
B
05/29/2007 - 12/19/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TUJUNGA, CA
IA
03/14/2003 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) LOS ANGELES, CA
B
03/14/2003 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) LOS ANGELES, CA
IA
02/13/2001 - 03/12/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) PASADENA, CA
B
12/20/2000 - 03/12/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.