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CHARLES TUDOR LAUGHLIN
CRD#: 4297790
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 315 HAWTHORNE LN
HAWTHORNE PROFESSIONAL PARK
ATHENS, GA 30606
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2019 (9 years)2 FIRMS2019 - Present (5 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2009 (8 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2009 (6 years)
License(s)

State Registrations

B
Alabama 8/28/2019

B
Maryland 8/28/2019

B
Alaska 4/28/2020

B
Nevada 10/30/2019

B
Arkansas 7/13/2022

B
New Jersey 8/28/2019

B
California 1/24/2020

B
New York 10/30/2019

B
Florida 8/28/2019

B
North Carolina 8/28/2019

B
Georgia 8/28/2019

B
Pennsylvania 8/28/2019

IA
Georgia 9/4/2019

B
South Carolina 8/30/2019

B
Idaho 1/26/2023

B
Tennessee 10/30/2019

B
Illinois 10/30/2019

B
Vermont 10/11/2022

B
Louisiana 8/28/2019

B
Virginia 8/28/2019

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
315 HAWTHORNE LN HAWTHORNE PROFESSIONAL PARK, ATHENS, GA 30606
ATHENS, GA
Registered with this firm since 8/28/2019

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
315 HAWTHORNE LN HAWTHORNE PROFESSIONAL PARK, ATHENS, GA 30606
ATHENS, GA
Registered with this firm since 8/28/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/01/2009 - 08/29/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATHENS, GA
B
11/27/2009 - 08/29/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATHENS, GA
IA
06/01/2009 - 12/14/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) ATHENS, GA
B
06/01/2009 - 12/14/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) ATHENS, GA
IA
04/17/2003 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATHENS, GA
B
11/30/2000 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATHENS, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.