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Detailed Report
JENNIFER HILARY CRAY
CRD#: 4297411
IA
Investment Adviser
FORUM FINANCIAL MANAGEMENT, LPCRD#: 145706 1100 ALMA STREET
SUITE 200
MENLO PARK, CA 94025
Registration History
200420062008201020122014201620182020202220242026IAFORUM FINANCIAL MANAGEMENT, LP (CRD# 145706)2023 - Present (1 year)IAINVESTOR'S CAPITAL MANAGEMENT, LLC (CRD# 141060)2006 - 2023 (16 years)IAINVESTOR'S CAPITAL MANAGEMENT (CRD# 107725)2004 - 2006 (2 years)
License(s)

State Registrations

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California 5/11/2023
Current Registration(s)
IA
FORUM FINANCIAL MANAGEMENT, LP (CRD#:145706)
1100 ALMA STREET SUITE 200, MENLO PARK, CA 94025
Registered with this firm since 5/11/2023
Previous Registration(s)
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 11/13/2006 - 08/01/2023 INVESTOR'S CAPITAL MANAGEMENT, LLC (CRD#:141060) MENLO PARK, CA
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 10/18/2004 - 11/03/2006 INVESTOR'S CAPITAL MANAGEMENT (CRD#:107725) MENLO PARK, CA
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.