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LEONEL CALDERON
CRD#: 4297134
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 ONE ENTERPRISE DRIVE SUITE 105
SHELTON, CT 06484
Registration History
2002200420062008201020122014201620182020202220242026IALPL FINANCIAL LLC (CRD# 6413)2020 - Present (4 years)BLPL FINANCIAL LLC (CRD# 6413)2015 - Present (9 years)BMETLIFE SECURITIES INC. (CRD# 14251)2001 - 2015 (14 years)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)2001 - 2007 (6 years)IANORTHSTAR WEALTH PARTNERS LLC (CRD# 169409)2015 - 2020 (4 years)IAMETLIFE SECURITIES INC. (CRD# 14251)2003 - 2015 (12 years)
Disclosure(s)
View By:
2/4/2008
Customer Dispute
Denied
License(s)

State Registrations

B
California 11/12/2015

B
New Jersey 12/2/2015

B
Connecticut 11/12/2015

B
New York 12/2/2015

IA
Connecticut 9/30/2020

B
North Carolina 3/2/2021

B
Delaware 10/9/2020

B
Oregon 7/6/2020

B
Florida 11/12/2015

B
Pennsylvania 3/8/2016

B
Georgia 8/9/2024

B
Rhode Island 10/13/2017

B
Louisiana 7/14/2020

B
South Carolina 11/12/2015

B
Maine 5/26/2017

B
Utah 11/12/2015

B
Maryland 5/12/2017

B
Vermont 7/6/2020

B
Massachusetts 11/12/2015

B
Virginia 2/23/2021

B
Nevada 11/12/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
ONE ENTERPRISE DRIVE SUITE 105, SHELTON, CT 06484
Registered with this firm since 9/30/2020

B
LPL FINANCIAL LLC (CRD#:6413)
ONE ENTERPRISE DRIVE SUITE 105, SHELTON, CT 06484
Registered with this firm since 11/12/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/30/2015 - 09/30/2020 NORTHSTAR WEALTH PARTNERS LLC (CRD#:169409) Shelton, CT
IA
04/03/2003 - 11/30/2015 METLIFE SECURITIES INC. (CRD#:14251) SHELTON, CT
B
01/24/2001 - 11/30/2015 METLIFE SECURITIES INC. (CRD#:14251) SHELTON, CT
B
01/24/2001 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NORWALK, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.