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Detailed Report
CHRISTOPHER MICHAEL PONDS
CRD#: 4296912
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 15375 US HIGHWAY 441
EUSTIS, FL 32726
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 15375 US HIGHWAY 441
EUSTIS, FL 32726
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2006 (5 years)2 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - 2010 (<1 year)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2010 - Present (15 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2010 - 2016 (6 years)
Disclosure(s)
View By:
12/4/2018
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 6/17/2010
B
Montana 4/14/2022
B
Alaska 8/23/2021
B
Nevada 5/8/2024
B
Arizona 5/15/2024
B
New Hampshire 8/23/2021
B
Arkansas 12/13/2023
B
New Jersey 5/13/2021
B
California 11/25/2020
B
New York 11/1/2016
B
Colorado 12/7/2015
B
North Carolina 6/3/2010
B
Connecticut 12/6/2023
B
Ohio 5/13/2021
B
Delaware 5/13/2021
B
Oklahoma 12/11/2023
B
District of Columbia 12/6/2023
B
Oregon 5/10/2024
B
Florida 3/30/2010
B
Pennsylvania 5/14/2021
IA
Florida 9/9/2016
B
Rhode Island 5/18/2021
B
Georgia 3/20/2018
IA
Rhode Island 5/3/2024
B
Idaho 5/14/2021
B
South Carolina 12/7/2023
B
Illinois 5/16/2024
B
Tennessee 2/15/2017
B
Indiana 12/6/2023
B
Texas 5/14/2021
B
Kansas 12/6/2023
IA
Texas 5/25/2021
B
Kentucky 6/16/2022
B
Utah 5/10/2024
B
Louisiana 5/15/2024
B
Vermont 6/4/2024
B
Maine 1/29/2025
B
Virgin Islands 4/17/2024
B
Maryland 3/30/2015
B
Virginia 5/13/2021
B
Massachusetts 12/7/2023
B
Washington 5/13/2021
B
Michigan 4/7/2017
B
West Virginia 4/7/2014
B
Minnesota 4/2/2014
B
Wisconsin 2/20/2013
B
Mississippi 12/8/2023
B
Wyoming 2/9/2021
B
Missouri 12/6/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
15375 US HIGHWAY 441, EUSTIS, FL 32726
Registered with this firm since 9/9/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
15375 US HIGHWAY 441, EUSTIS, FL 32726
LADY LAKE, FL
Registered with this firm since 3/30/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/16/2010 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MOUNT DORA, FL
IA
 10/23/2009 - 04/05/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) THE VILLAGES, FL
B
 10/23/2009 - 04/05/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) THE VILLAGES, FL
IA
 08/25/2006 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) LEESBURG, FL
B
 08/24/2006 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) LEESBURG, FL
IA
 12/22/2000 - 08/28/2006 MORGAN STANLEY (CRD#:7556) WEEKI WACHEE, FL
B
 12/22/2000 - 08/28/2006 MORGAN STANLEY DW INC. (CRD#:7556) WEEKI WACHEE, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.