Individual Firm
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DAVID M LIEBERMAN
DAVID MICHAEL LIEBERMAN
CRD#: 4296593
IA
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PARK AVENUE SECURITIES LLCCRD#: 46173 CHARLOTTE, NC
0
Disclosures
22
Years of Experience
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State Registrations
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New York 10/14/2021
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North Carolina 10/14/2021
IA
New York 10/16/2021
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North Carolina 10/14/2021
SRO Registrations
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IA
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/24/2020 - 08/09/2021 | CHARLOTTE, NC | |
B | 02/24/2020 - 08/09/2021 | CHARLOTTE, NC | |
IA | 05/15/2018 - 04/16/2019 | CHARLOTTE, NC | |
B | 05/15/2018 - 04/16/2019 | CHARLOTTE, NC | |
IA | 11/07/2017 - 04/25/2018 | DUBLIN, OH | |
B | 04/07/2017 - 04/25/2018 | DUBLIN, OH | |
IA | 08/19/2014 - 12/13/2016 | GALENA, OH | |
B | 08/01/2014 - 12/13/2016 | SPRINGFIELD, MA | |
IA | 05/09/2013 - 08/01/2014 | PHOENIX, AZ | |
B | 05/09/2013 - 08/01/2014 | SCOTTSDALE, AZ | |
IA | 10/11/2011 - 04/19/2013 | CHICAGO, IL | |
B | 10/11/2011 - 04/19/2013 | CHICAGO, IL | |
IA | 03/27/2008 - 07/20/2011 | CHARLOTTE, NC | |
B | 11/17/2006 - 07/20/2011 | SAN ANTONIO, TX | |
IA | 10/10/2005 - 11/08/2006 | CHARLOTTE, NC | |
B | 10/10/2005 - 11/08/2006 | CHARLOTTE, NC | |
IA | 04/08/2005 - 09/01/2005 | CHARLOTTE, NC | |
B | 07/21/2004 - 09/01/2005 | BOSTON, MA | |
IA | 07/28/2004 - 04/08/2005 | BOSTON, MA | |
IA | 01/01/2003 - 07/22/2004 | CHARLOTTE, NC | |
B | 01/01/2003 - 07/22/2004 | CHARLOTTE, NC | |
IA | 02/22/2002 - 01/01/2003 | CHARLOTTE , NC | |
B | 10/15/2001 - 01/01/2003 | LITTLE ROCK, AR | |
B | 11/16/2000 - 10/02/2001 | MALVERN, PA |
BOSTON, MA
07/28/2004 - 04/08/2005
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.