Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Ivan Brett Abernathy
CRD#: 4296582
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 12555 MANCHESTER ROAD
ST. LOUIS, MO 63131
Registration History
20002002200420062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2009 - Present (16 years)BEDWARD JONES (CRD# 250)2008 - Present (16 years)BCURIAN CLEARING, LLC (CRD# 132938)2006 - 2008 (2 years)BJACKSON NATIONAL LIFE DISTRIBU... (CRD# 40178)2004 - 2005 (1 year)BNATIONAL PLANNING CORPORATION (CRD# 29604)2001 - 2003 (2 years)BFORTIS INVESTORS, INC. (CRD# 421)2000 - 2000 (<1 year)
License(s)

State Registrations

B
Missouri 2/5/2009
IA
Missouri 2/5/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
12555 MANCHESTER ROAD, ST. LOUIS, MO 63131
Wentzville, MO
Registered with this firm since 2/5/2009
B
EDWARD JONES (CRD#:250)
12555 MANCHESTER ROAD, ST. LOUIS, MO 63131
Wentzville, MO
Registered with this firm since 11/4/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/05/2006 - 10/02/2008 CURIAN CLEARING, LLC (CRD#:132938) DENVER, CO
B
 01/05/2004 - 10/18/2005 JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (CRD#:40178) FRANKLIN, TN
B
 01/05/2001 - 12/31/2003 NATIONAL PLANNING CORPORATION (CRD#:29604) LOS ANGELES, CA
B
 10/26/2000 - 11/22/2000 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.