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Detailed Report
Ryan Dennis Peterson
RYAN D. PETERSON MR., RYAN D. PETERSON
CRD#: 4295772
IA
Investment Adviser
B
Broker
ONEAMERICA SECURITIES, INC.CRD#: 4173 920 W HERITAGE PARK BLVD
SUITE 110
LAYTON, UT 84041
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2021 - Present (4 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2006 - 2020 (13 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2005 - 2006 (1 year)BFIDELITY INVESTMENTS INSTITUTI... (CRD# 17507)2000 - 2005 (4 years)
License(s)

State Registrations

B
Arizona 2/10/2021
IA
Oregon 10/3/2022
IA
Arizona 2/12/2021
B
Texas 2/10/2021
B
Illinois 4/8/2024
IA
Texas 2/10/2021
IA
Illinois 4/8/2024
B
Utah 2/10/2021
B
Nevada 1/7/2024
IA
Utah 2/10/2021
IA
Nevada 1/11/2024
B
Virginia 7/19/2024
B
Oregon 10/3/2022
IA
Virginia 7/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ONEAMERICA SECURITIES, INC. (CRD#:4173)
920 W HERITAGE PARK BLVD SUITE 110, LAYTON, UT 84041
Registered with this firm since 2/10/2021
B
ONEAMERICA SECURITIES, INC. (CRD#:4173)
920 W HERITAGE PARK BLVD SUITE 110, LAYTON, UT 84041
Registered with this firm since 2/10/2021
Previous Registration(s)
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B
 12/14/2006 - 11/13/2020 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) SALT LAKE CITY, UT
B
 09/08/2005 - 11/17/2006 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SALT LAKE CITY, UT
B
 11/14/2000 - 09/21/2005 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507) SMITHFIELD, RI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.