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JAMES EARL VIGUE
JAMES E VIGUE, JIM EARL VIGUE, JIMY EARL VIGUE
CRD#: 4295756
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 227 WEST MONROE STREET
SUITE 2850
CHICAGO, IL 60606
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2004 - 2004 (<1 year)2 FIRMS2022 - Present (3 years)BAMUNDI DISTRIBUTOR US, INC. (CRD# 24497)2015 - 2022 (6 years)BAMG DISTRIBUTORS, INC. (CRD# 27314)2006 - 2015 (9 years)BCCO INVESTMENT SERVICES CORP. (CRD# 39550)2005 - 2006 (<1 year)BCHARTER ONE SECURITIES, INC. (CRD# 13373)2004 - 2005 (1 year)BSCUDDER DISTRIBUTORS, INC. (CRD# 37306)2001 - 2003 (2 years)IAAMUNDI ASSET MANAGEMENT US, INC. (CRD# 107719)2021 - 2022 (1 year)IAAMUNDI PIONEER INSTITUTIONAL A... (CRD# 138756)2015 - 2020 (5 years)IAAMG FUNDS LLC (CRD# 153456)2010 - 2015 (5 years)IAMANAGERS INVESTMENT GROUP LLC (CRD# 27314)2006 - 2010 (4 years)
License(s)

State Registrations

B
Alabama 2/6/2025

B
Montana 2/6/2025

B
Alaska 2/6/2025

B
Nebraska 1/18/2022

B
Arizona 2/6/2025

B
Nevada 2/6/2025

B
Arkansas 1/18/2022

B
New Hampshire 2/6/2025

B
California 2/6/2025

B
New Jersey 2/6/2025

B
Colorado 2/6/2025

B
New Mexico 2/6/2025

B
Connecticut 2/6/2025

B
New York 2/6/2025

B
Delaware 2/6/2025

B
North Carolina 2/6/2025

B
District of Columbia 2/6/2025

B
North Dakota 1/18/2022

B
Florida 2/6/2025

B
Ohio 1/18/2022

B
Georgia 2/6/2025

B
Oklahoma 1/18/2022

B
Hawaii 2/6/2025

B
Oregon 2/6/2025

B
Idaho 2/6/2025

B
Pennsylvania 2/6/2025

B
Illinois 1/18/2022

B
Puerto Rico 2/6/2025

IA
Illinois 1/27/2022

B
Rhode Island 2/6/2025

B
Indiana 1/18/2022

B
South Carolina 2/6/2025

B
Iowa 1/18/2022

B
South Dakota 1/18/2022

B
Kansas 1/18/2022

B
Tennessee 2/6/2025

B
Kentucky 1/18/2022

B
Texas 2/6/2025

B
Louisiana 2/6/2025

B
Utah 2/6/2025

B
Maine 2/6/2025

B
Vermont 2/6/2025

B
Maryland 2/6/2025

B
Virgin Islands 2/6/2025

B
Massachusetts 1/18/2022

B
Virginia 2/6/2025

B
Michigan 1/18/2022

B
Washington 2/6/2025

B
Minnesota 1/18/2022

B
West Virginia 2/6/2025

B
Mississippi 2/6/2025

B
Wisconsin 1/18/2022

B
Missouri 1/18/2022

B
Wyoming 2/6/2025

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
227 WEST MONROE STREET SUITE 2850, CHICAGO, IL 60606
Naperville, IL
Registered with this firm since 1/27/2022

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
227 WEST MONROE STREET SUITE 2850, CHICAGO, IL 60606
Naperville, IL
Registered with this firm since 1/18/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/04/2021 - 01/07/2022 AMUNDI ASSET MANAGEMENT US, INC. (CRD#:107719) BOSTON, MA
B
11/16/2015 - 01/07/2022 AMUNDI DISTRIBUTOR US, INC. (CRD#:24497) BOSTON, MA
IA
11/24/2015 - 12/31/2020 AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. (CRD#:138756) BOSTON, MA
IA
06/17/2010 - 11/04/2015 AMG FUNDS LLC (CRD#:153456) STAMFORD, CT
B
03/01/2006 - 11/04/2015 AMG DISTRIBUTORS, INC. (CRD#:27314) STAMFORD, CT
IA
03/01/2006 - 06/18/2010 MANAGERS INVESTMENT GROUP LLC (CRD#:27314) CHICAGO, IL
B
12/01/2005 - 02/22/2006 CCO INVESTMENT SERVICES CORP. (CRD#:39550) SKOKIE, IL
B
06/01/2004 - 12/01/2005 CHARTER ONE SECURITIES, INC. (CRD#:13373) CLEVELAND, OH
IA
03/10/2004 - 06/03/2004 AXA ADVISORS, LLC (CRD#:6627) NORTHBROOK, IL
B
02/03/2004 - 06/03/2004 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
02/02/2001 - 10/15/2003 SCUDDER DISTRIBUTORS, INC. (CRD#:37306) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
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