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Detailed Report
DEREK DRAPER
DEREK LEON DRAPER
CRD#: 4295472
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 100 SPECTRUM CENTER DR STE 916
[SATELLITE]
IRVINE, CA 92618
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2018 (13 years)2 FIRMS2018 - Present (6 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2004 (4 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2004 (3 years)
License(s)

State Registrations

B
Arizona 10/19/2018
B
Nevada 10/19/2018
B
California 10/19/2018
B
New Mexico 11/29/2022
IA
California 10/22/2018
B
New York 10/19/2018
B
Colorado 10/19/2018
B
Oregon 11/7/2018
B
Delaware 1/7/2022
B
Pennsylvania 10/19/2018
B
District of Columbia 5/11/2022
B
South Carolina 10/19/2018
B
Florida 10/19/2018
B
Tennessee 4/13/2022
B
Hawaii 12/6/2018
B
Texas 10/19/2018
B
Idaho 10/19/2018
IA
Texas 10/19/2018
B
Illinois 10/19/2018
B
Utah 10/19/2018
B
Iowa 10/19/2018
B
Virginia 10/19/2018
B
Louisiana 10/19/2018
B
Washington 10/19/2018
B
Michigan 10/19/2018
B
Wisconsin 9/21/2021
B
Missouri 1/28/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
100 SPECTRUM CENTER DR STE 916 [SATELLITE], IRVINE, CA 92618
Registered with this firm since 10/19/2018
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
100 SPECTRUM CENTER DR STE 916 [SATELLITE], IRVINE, CA 92618
Registered with this firm since 10/19/2018
Previous Registration(s)
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IA
 12/13/2004 - 10/19/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MISSION VIEJO, CA
B
 12/13/2004 - 10/19/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MISSION VIEJO, CA
IA
 02/13/2001 - 12/16/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LAGUNA HILLS, CA
B
 12/04/2000 - 12/16/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.