• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ALFRED JOHN KNAPP
CRD#: 4295085
IA
Investment Adviser
B
Broker
EMERGENT CAPITAL ADVISORS, LLCCRD#: 156112 1218 WEBSTER ST.
HOUSTON, TX 77027-8841
MID-CONTINENT SECURITIES, LTD.CRD#: 120448 520 Post Oak Blvd, Suite 777
Houston, TX 77024
Registration History
20122014201620182020202220242026BMID-CONTINENT SECURITIES, LTD. (CRD# 120448)2014 - Present (11 years)IAEMERGENT CAPITAL ADVISORS, LLC (CRD# 156112)2011 - Present (14 years)
License(s)

State Registrations

B
Colorado 9/3/2014

B
Maryland 9/3/2014

B
Connecticut 10/3/2014

B
Massachusetts 10/3/2014

B
Florida 9/3/2014

B
New York 10/3/2014

B
Georgia 10/3/2014

IA
Texas 2/8/2011

B
Kentucky 10/3/2014

B
Texas 10/3/2014

B
Louisiana 9/3/2014

B
Virginia 10/3/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
MID-CONTINENT SECURITIES, LTD. (CRD#:120448)
520 Post Oak Blvd, Suite 777, Houston, TX 77024
Registered with this firm since 2/19/2014

IA
EMERGENT CAPITAL ADVISORS, LLC (CRD#:156112)
1218 WEBSTER ST., HOUSTON, TX 77027-8841
Registered with this firm since 2/8/2011

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.