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SCOTT ANTHONY BASS
CRD#: 4294488
IA
B
CAPITAL INVESTMENT ADVISORY SERVICES, LLCCRD#: 149124 5877 HWY 21 SOUTH
SUITE B
RINCON, GA 31326
SUITE B
RINCON, GA 31326
CAPITAL INVESTMENT GROUP, INC.CRD#: 14752 5877 HWY 21 SOUTH
SUITE B
RINCON, GA 31326
SUITE B
RINCON, GA 31326
0
Disclosures
24
Years of Experience
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State Registrations
B
Alabama 3/8/2018
B
North Carolina 2/13/2020
B
Florida 3/8/2018
B
South Carolina 3/8/2018
B
Georgia 3/8/2018
B
Texas 2/26/2020
IA
Georgia 3/22/2018
B
Virginia 3/8/2018
B
Louisiana 3/8/2018
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 3/22/2018
B
Registered with this firm since 3/8/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/26/2010 - 03/28/2018 | RINCON, GA | |
B | 01/21/2010 - 03/28/2018 | RINCON, GA | |
IA | 10/19/2005 - 01/05/2010 | RINCON, GA | |
B | 11/24/2000 - 01/05/2010 | SAVANNAH, GA | |
B | 11/24/2000 - 07/09/2007 | SAVANNAH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.